Sr. Operations Analyst (FINRA/SEC, Regulatory & Compliance) at St. Pete, FL 33716 (preferred) or Memphis, TN 38120 Job at SGS Technologie, Memphis, TN

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  • SGS Technologie
  • Memphis, TN

Job Description

SGS Technologies, we are a software development and staffing company that doesn’t simply talk services – we accomplish them. With two decades of experience, we use a combination of latest technological knowledge, future-driven ideas, and specialized skills for multiple forms of IT requirements.

SGS has served numerous clients nationwide in various industries and we want you to be a part of that growth and opportunity!

looking for an Sr. Operations Analyst (FINRA/SEC, Regulatory & Compliance) to work on a Contract role, 12+ Months (Role has high Potential to extend) = Hybrid Role at St. Pete, FL 33716 (preferred) or Memphis, TN 38120 with a Direct Client = only on W2 for US Citizen or Green Card Holders.

Job Description:

Role is Focused on Following (Skills/Duties):

  • FINRA Series (Required)
  • Regulatory and Compliance
  • SEC, FINRA and OCC Reporting
  • Quality Review and Audits
  • Compliance Policies in collaboration with legal, compliance and trading desks Teams.
  • Collaborated cross-functionally

NOTES from Hiring Manager:

  • Hybrid role for candidates local to either St. Petersburg, FL 33716 (preferred) or Memphis, TN 38120.
  • Will work onsite Tuesday, Wednesday and Thursday each week
  • Laptop provided
  • Opportunity for extension or conversion based on attendance, performance, and availability of a Full-time opening
  • It is a payroll project (developing test scripts right now).
  • Looking for a someone who will help us with testing through the process. Will train on how the Client’s pay roll system works.
  • Attend the weekly meeting, learning about the system.
  • Help writing user guides for the new system.
  • Any financial background would be a plus.
  • Registered series SIE/Series 7/Series 63/Series 24 (Any One is must)
  • This cand would be sitting on the Business side, Technical cands is not required for this role.

Job Tags

Full time, Contract work, Local area,

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